Sec Form 20-F - Registration Statement/annual Report/transition Report/shell Company Report Page 68
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69(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be
designed under our supervision, to ensure that material information relating to the company, including its
consolidated subsidiaries, is made known to us by others within those entities, particularly during the period
in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial
reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for external purposes in accordance with
generally accepted accounting principles;
(c) Evaluated the effectiveness of the company’s disclosure controls and procedures and presented in this
report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of
the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the company’s internal control over financial reporting that occurred
during the period covered by the annual report that has materially affected, or is reasonably likely to
materially affect, the company’s internal control over financial reporting; and
5. The company’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal
control over financial reporting, to the company’s auditors and the audit committee of the company’s board of
directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over
financial reporting which are reasonably likely to adversely affect the company’s ability to record, process,
summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role
in the company’s internal control over financial reporting.
Date:________
_______________________
[Signature]
_______________________
[Title]
* Provide a separate certification for each principal executive officer and principal financial officer of the company. See Rules
13a-14(a) and 15d-14(a).
13. (a)
The certifications required by Rule 13a-14(b) (17 CFR 240.13a-14(b)) or Rule 15d-14(b) (17 CFR 240.15d-14(b)) and
Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350).
(b)
A certification furnished pursuant to Rule 13a-14(b) (17 CFR 240.13a-14(b)) or Rule 15d-14(b) (17 CFR 240.15d-14(b))
and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) will not be deemed “filed” for
purposes of Section 18 of the Exchange Act [15 U.S.C. 78r], or otherwise subject to the liability of that section. Such
certification will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange
Act, except to the extent that the company specifically incorporates it by reference.
14.
The legal opinion required by Instruction 3 of Item 7.B of this Form
15.
(a)
Any additional exhibits you wish to file as part of the registration statement or report, clearly marked to indicate their
subject matter, and
(b)
any document or part of a document incorporated by reference in this filing if it is not otherwise required to be filed
or is not a Commission filed document incorporated in a Securities Act registration statement.
68
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