Sec Form 20-F - Registration Statement/annual Report/transition Report/shell Company Report Page 47
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692.
Identify and describe briefly the assets withdrawn or substituted.
3.
Indicate the provisions in the underlying indenture, if any, that authorize the withdrawal or substitution.
D.
If the trustees or paying agents for any registered securities have changed during the last financial year, give the names
and addresses of the new trustees or paying agents.
E.
Use of proceeds. If required pursuant to Rule 463 under the Securities Act, report the use of proceeds after the effective
date of the first Securities Act registration statement filed by you or your predecessor. You must report the use of
proceeds:
(i)
on the first Form 20-F annual report you file pursuant to sections 13(a) and 15(d) of the Exchange Act after the
Securities Act registration statement is effective, and
(ii)
on each of your subsequent Form 20-F annual reports filed pursuant to sections 13(a) and 15(d) of the Exchange
Act.
You may cease reporting the use of proceeds on the later of the date you disclose application of all the offering proceeds,
or the date you disclose termination of the offering. If a required report on the use of proceeds relates to the first effective
registration statement of your predecessor, you must provide the report.
Provide the information required by paragraphs E.1 through E.4 below in the first Form 20-F annual report you file
pursuant to sections 13(a) and 15 (d) of the Exchange Act. In subsequent Form 20-F annual reports, you only need
to provide the information required by paragraphs E.2 through E.4 if that information has changed since the last Form
20-F annual report you filed.
1.
The effective date of the Securities Act registration statement for which the use of proceeds information is being
disclosed and the Commission file number assigned to that registration statement;
2.
The offering date, if the offering has commenced, or an explanation of why it has not commenced;
3.
If the offering terminated before any securities were sold, an explanation for the termination; and
4.
If the offering did not terminate before any securities were sold, disclose:
(a)
Whether the offering has terminated and, if so, whether it terminated before all of the registered securities
were sold;
(b)
The name(s) of the managing underwriter(s), if any;
(c)
The title of each class of securities registered and, if a class of convertible securities is being registered,
the title of any class of securities into which the convertible securities may be converted;
(d)
For each class of securities (other than a class into which a class of registered convertible securities may
be converted without additional payment to the issuer) the following information, provided for both the
account of the issuer and the account(s) of any selling shareholder(s): the amount registered, the
aggregate price of the offering amount registered, the amount sold and the aggregate offering price of
the amount sold to date;
(e)
From the effective date of the Securities Act registration statement to the ending date of the reporting
period, the amount of expenses incurred for the issuer’s account in connection with the issuance and
distribution of the registered securities for underwriting discounts and commissions, finders’ fees,
expenses paid to or for underwriters, other expenses and total expenses. Indicate if a reasonable estimate
for the amount of expenses is provided instead of the actual amount of the expense. Indicate whether
the payments were:
(i)
Direct or indirect payments to directors, officers, general partners of the issuer or their associates;
to persons owning 10% or more of any class of the issuer’s equity securities; and to affiliates of
the issuer; or
47
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