Sec Form 20-F - Registration Statement/annual Report/transition Report/shell Company Report Page 26
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69(b)
for the two most recent full financial years and any subsequent period: the high and low market prices
for each full financial quarter;
(c)
for the most recent six months: the high and low market prices for each month;
(d)
for pre-emptive issues, the market prices for the first trading day in the most recent six months, for the
last trading day before the announcement of the offering and (if different) for the latest practicable date
prior to publication of the document.
Information shall be given with respect to the market price in the host market and the principal trading market
outside the host market. If significant trading suspensions occurred in the prior three years, they shall be
disclosed. If the securities are not regularly traded in an organized market, information shall be given about any
lack of liquidity.
5.
State the type and class of the securities being offered or listed and furnish the following information:
(a)
Indicate whether the shares are registered shares or bearer shares and provide the number of shares to
be issued and to be made available to the market for each kind of share. The nominal par or equivalent
value should be given on a per share basis and, where applicable, a statement of the minimum offer price.
Describe the coupons attached, if applicable.
(b)
Describe arrangements for transfer and any restrictions on the free transferability of the shares.
6.
If the rights evidenced by the securities being offered or listed are or may be materially limited or qualified by
the rights evidenced by any other class of securities or by the provisions of any contract or other documents,
include information regarding such limitation or qualification and its effect on the rights evidenced by the
securities to be listed or offered.
7.
With respect to securities other than common or ordinary shares to be listed or offered, outline briefly the rights
evidenced thereby.
(a)
If subscription warrants or rights are to be listed or offered, state: the title and amount of securities called
for; the amount of warrants or rights outstanding; provisions for changes to or adjustments in the exercise
price; the period during which and the price at which the warrants or rights are exercisable; and any other
material terms of such warrants or rights.
(b)
Where convertible securities or stock purchase warrants to be listed or offered are subject to redemption
or call, the description of the conversion terms of the securities or material terms of the warrants shall
include whether the right to convert or purchase the securities will be forfeited unless it is exercised before
the date specified in the notice of redemption or call; the expiration or termination date of the warrants;
the kind, frequency and timing of notice of the redemption or call, including where the notice will be
published; and, in the case of bearer securities, that investors are responsible for making arrangements
to prevent loss of the right to convert or purchase in the event of redemption or call.
B.
Plan of distribution.
1.
The names and addresses of the entities underwriting or guaranteeing the offering shall be listed.
2.
To the extent known to the company, indicate whether major shareholders, directors or members of the
company’s management, supervisory or administrative bodies intend to subscribe in the offering, or whether
any person intends to subscribe for more than 5% of the offering.
3.
Identify any group of targeted potential investors to whom the securities are offered. If the offering is being
made simultaneously in the markets of two or more countries and if a tranche has been or is being reserved for
certain of these, indicate any such tranche.
26
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