Form X-17a-5 - Focus Report (United States Securities And Exchange Commission) Page 10
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30FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT
PART IIB
______________________________________________________________
_________
________________________
(Name of Dealer)
As of (MM/DD/YYYY)
COMPUTATION OF NET CAPITAL AND NET CAPITAL REQUIRED
(Electing 15c3-1 Appendix F)
CAPITAL (continued)
Capital
14. Credit Risk Exposure:
A. Credit Risk Charge (Counterparty)...........................................................
___________________
3678
B. Concentration Charge ..............................................................................
___________________
3650
15. Subtotal Credit Risk Exposure (add Lines 14A and 14B) .........................................................................................
$
__________________
_
3679
16. Net Capital (Line 11 less Lines 13 and 15) ...............................................................................................................
__________________
_
3750
20,000,000
17. Minimum Capital Requirement .................................................................................................................................
__________________
_
3758
18. Excess Net Capital (Line 16 less Line 17) .................................................................................................................
$
__________________
_ 3770
OMIT PENNIES
SEC 2430 (2-02) Page 10 of 28
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