Form X-17a-5 - Focus Report (United States Securities And Exchange Commission) Page 22
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30FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT
PART IIB
OTC Derivatives Dealer:
as of __________________________
SCHEDULE IV
INTERNAL CREDIT RATING CONVERSION
Equivalent Ratings
Internal Credit Rating
NRSRO 1
NRSRO 2
Aaa
AAA
Aa1
AA+
Aa2
AA
Aa3
AA
A1
A+
A2
A
A3
A
Baa1
BBB+
Baa2
BBB
Baa3
BBB
Ba1
BB+
Ba2
BB
Ba3
BB
B3
B+
B2
B
B1
B
CCC
CCC
SEC 2430 (2-02) Page 22 of 28
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