Form X-17a-5 - Focus Report (United States Securities And Exchange Commission) Page 7
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30FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT
PART IIB
_______________________________________________________________________
________________________
(Name of Dealer)
As of (MM/DD/YYYY)
STATEMENT OF FINANCIAL CONDITION FOR OTC DERIVATIVES DEALERS
LIABILITIES AND OWNERSHIP EQUITY (continued)
Liabilities
Total
23. Notes and mortgages payable:
A. Unsecured .......................................................................................................................................................
$
___________________
1690
B. Secured ..........................................................................................................................................................
$
___________________
1700
24. Liabilities subordinated to claims of general creditors:
A. Cash borrowings: .............................................................................................................................................
$
___________________ 1710
1. from outsiders
$
___________________ 970
2. includes equity subordination
(15c3-1d) of
$
___________________ 980
B. Securities borrowings, at market value ...........................................................................................................
$
___________________ 1720
1. from outsiders
$
___________________ 990
C. Pursuant to secured demand note collateral
agreements: ....................................................................................................................................................
$
___________________ 1730
1. from outsiders
$
___________________ 1000
2. includes equity subordination
(15c3-1d) of
$
___________________ 1010
D. Accounts and other borrowings not qualified
for net capital purposes ..................................................................................................................................
$
___________________ 1750
25.
TOTAL LIABILITIES .........................................................................................................
$
1760
OMIT PENNIES
SEC 2430 (2-02) Page 7 of 28
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