Form X-17a-5 - Focus Report (United States Securities And Exchange Commission) Page 5
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30FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT
PART IIB
_______________________________________________________________________
________________________
(Name of Dealer)
As of (MM/DD/YYYY)
STATEMENT OF FINANCIAL CONDITION FOR OTC DERIVATIVES DEALERS
ASSETS (continued)
Assets
Allowable
Non-Allowable
Total
11. Secured demand notes - market value of
collateral:
A. Exempted
securities ........ $ __________________170
B. Other ............... $ __________________180
_____________________470
______________________ 640
____________________ 890
12. Investment in and receivables from
affiliates, subsidiaries and associated
partnerships..........................................
_____________________480
_____________________ 670
_____________________910
13. Property, furniture, equipment, lease
hold improvements and rights under
lease agreements:
At cost (net of accumulated depreciation
and amortization) ........................................
$ ____________________490
$ ______________________ 680
$ ____________________ 920
14. Other Assets:
A. Dividends and interest receivable...
____________________500
_____________________ 690
B. Free shipments................................
____________________510
_____________________ 700
C. Loans and advances ......................
____________________520
_____________________ 710
D. Miscellaneous ................................
____________________530
_____________________ 720
_____________________930
15.
TOTAL ASSETS.......
$
540
$
740
$
940
OMIT PENNIES
SEC 2430 (2-02) Page 5 of 28
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