Form X-17a-5 - Focus Report (United States Securities And Exchange Commission) Page 8
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30FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT
PART IIB
______________________________________________________________
_________
________________________
(Name of Dealer)
As of (MM/DD/YYYY)
STATEMENT OF FINANCIAL CONDITION FOR OTC DERIVATIVES DEALERS
LIABILITIES AND OWNERSHIP EQUITY (continued)
Ownership Equity
Total
26. Sole proprietorship ................................................................................................................................................
$ ___________________ 1770
27. Partnership-limited partners .................................................................................................................................
___________________ 1780
28. Corporation:
A. Preferred stock ...............................................................................................................................................
___________________ 1791
B. Common stock ................................................................................................................................................
___________________ 1792
C. Additional paid-in capital .................................................................................................................................
___________________ 1793
D. Retained earnings ............................................................................................................................................
___________________ 1794
E. Total .................................................................................................................................................................
___________________ 1795
F. Less capital stock in treasury ..........................................................................................................................
(__________________) 1796
29.
TOTAL OWNERSHIP EQUITY ................................................................................
$
___________________ 1800
30.
TOTAL LIABILITIES AND OWNERSHIP EQUITY ................................................................................
$
1810
OMIT PENNIES
SEC 2430 (2-02) Page 8 of 28
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