Form 5138, Notification Of Commencement Or Completion Of Winding Up Of A Registered Scheme (Page 4 of 4) in pdf

Form 5138, Notification Of Commencement Or Completion Of Winding Up Of A Registered Scheme Page 4

How to provide additional

Annexures

information

If there is insufficient space in any section of the form, you may submit annexures as part of this lodgement.

To make any annexure conform to the regulations, you must

1. use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides

2. show the company name and ACN

3. number the pages consecutively

4. print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied

5. mark the annexure with an identifying letter or symbol eg a,b,c or 1,2,3 etc.

6. endorse the annexure with the words:

This annexure (mark) of (number) pages referred to in form (form number and title)

7. sign and date the annexure

The annexure must be signed by the same person(s) who signed the form.

Privacy

The information provided to ASIC in this form may include personal information. Please refer to our privacy policy

( ) for information about how we handle your personal information, your rights to seek access to and

correct personal information, and to complain about breaches of your privacy.

Lodgement

Send completed and signed forms to:

For more information

Australian Securities and Investments Commission,

Web

PO Box 4000, Gippsland Mail Centre VIC 3841.

Need help? /question

Telephone

1300 300 630

ASIC Form 5138 Guide

1 July 2014

Page 2 of 2

Form 5138, Notification Of Commencement Or Completion Of Winding Up Of A Registered Scheme Page 4