Form Sbd-9720 - Buildings, Hvac, Compliance Statement

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BUILDINGS, HVAC, COMPLIANCE STATEMENT SBD-9720
This form is required to be submitted by the supervising professional (architect, engineer, HVAC designer or electrical
designer) observing construction of projects within buildings with total volume of 50,000 cubic feet or greater and
bleachers (SPS 361.40). Failure to submit this form may result in penalties as specified in SPS 361.23 and/or local
ordinances. This form must be submitted prior to the plan approval expiration date or another submittal may be required.
General Instructions: Prior to the initial occupancy of new buildings or additions and the final occupancy of
altered existing buildings, submit this completed and signed form to:
 The municipal building inspection office (refer to the plan approval letter for agency address) and
 Industry Services Division, the office of the original plan review.
Note: If the review was done by the municipality, the compliance statement goes only to the municipal building
inspector. A copy is not needed by Industry Services.
Personal information you provide may be used for secondary purposes [Privacy Law, s. 15.04 (1)(m)].
PROJECT INFORMATION:
1.
Please fill in the following with information from your plan approval letter.
Transaction ID Number ___________________ Project Name_________________________________________
Site Number _______________________________
Site location (number & street) _______________________________________________
 City
 Village
 Town of ______________________ County of __________________________
2. PURPOSE OF THIS STATEMENT:
(Check Box A, B, C, or D to indicate purpose and complete any other
applicable boxes and information. Attach additional pages if necessary.)
Check those which apply:  Building Object ID # _______________  HVAC Object ID # _______________
 Partial Completion __________________________________________________________________________
Description of Portion Completed
A)  Statement of Substantial Compliance
To the best of my knowledge, belief, and based on onsite observation, construction of the following building and/or HVAC
items applicable to this project have been completed in substantial compliance with the approved plans and
specifications.
 BUILDING/LIGHTING ITEMS
1. Structural system including submittal and erection of all building components
10. Exterior lighting & control requirements
(trusses, precast, metal building, etc.)
11. Interior lighting & control requirements
2. Fire protection systems (sprinklers, alarms, smoke detectors) designed,
12. All conditions of lighting plan approval
installed, and tested (including forward flow on back flow devices) by
and applicable variances
appropriately registered professionals
3. Shaft and stairway enclosure
4. Exits including exit and directional lights
 HVAC ITEMS
5. Fire-resistive construction, enclosure of hazards, fire walls, labeled doors, class
of construction, fire stopped penetrations
6. Sanitation system (toilets, sinks, drinking facilities)
1. HVAC system including final test
7. Barrier-free including SPS 318 elevators and lifts
2. All conditions of HVAC plan approval and
8. Energy envelope requirements
applicable variances
9. All conditions of building plan approval and applicable variances
The following items are not in compliance and must be addressed: _________________________________________
__________________________________________________________________________________________________
B)  Statement of Noncompliance
: ____________________________________________
Due to the following listed violations, this project is not ready for occupancy
______________________________________________________________________________________________________
C)  Supervising Professional Withdrawn From Project
(
Use A or B above to indicate project status as of this date.)
D)  Project Abandoned
3. SUPERVISING PROFESSIONAL SIGNATURE FOR:
 Building
 HVAC
________________________________________________________ Date ____________________________
Name (please print or type)
____________________________________
Phone number _________________ Customer ID # ____________________ Signature
SBD-9720 (R.9/15)

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