Form 9661 - Cooperative Agreement Page 9

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ii. Has an employee who is determined by the agency official authorized to terminate the award to have violated
a prohibition in paragraph a.1 of this award term through conduct that is either--
(A) Associated with performance under this award; or
(B) Imputed to you or the sub-recipient using the standards and due process for imputing the conduct of an
individual to an organization that are provided in 2 CFR part 180, “OMB Guidelines to Agencies on
Government-wide Debarment and Suspension (Non-procurement),” as implemented by the Department
of Treasury at 31 CFR part 19.
b. Provision applicable to a recipient other than a private entity. We as the Federal awarding agency may unilaterally
terminate this award, without penalty, if a sub-recipient that is a private entity--
1. Is determined to have violated an applicable prohibition in paragraph a.1 of this award term; or
2. Has an employee who is determined by the agency official authorized to terminate the award to have violated an
applicable prohibition in paragraph a.1 of this award term through conduct that is either--
i. Associated with performance under this award; or
ii. Imputed to the sub-recipient using the standards and due process for imputing the conduct of an individual to
an organization that are provided in 2 CFR part 180, “OMB Guidelines to Agencies on Government-wide
Debarment and Suspension (Non-procurement),” as implemented by the Department of Treasury at 31 CFR
part 19.
c. Provisions applicable to any recipient.
1. You must inform us immediately of any information you receive from any source alleging a violation of a
prohibition in paragraph a.1 of this award term.
2. Our right to terminate unilaterally that is described in paragraph a.2 or b of this section:
i. Implements section 106(g) of the Trafficking Victims Protection Act of 2000 (TVPA), as amended (22 U.S.C.
7104(g)), and
ii. Is in addition to all other remedies for noncompliance that are available to us under this award.
3. You must include the requirements of paragraph a.1 of this award term in any sub-award you make to a private
entity.
d. Definitions. For purposes of this award term:
1. “Employee” means either:
i. An individual employed by you or a sub-recipient who is engaged in the performance of the project or
program under this award; or
ii. Another person engaged in the performance of the project or program under this award and not
compensated by you including, but not limited to, a volunteer or individual whose services are contributed by
a third party as an in-kind contribution toward cost sharing or matching requirements.
2. “Forced labor” means labor obtained by any of the following methods: the recruitment, harboring, transportation,
provision, or obtaining of a person for labor or services, through the use of force, fraud, or coercion for the
purpose of subjection to involuntary servitude, peonage, debt bondage, or slavery.
3. “Private entity”:
i. Means any entity other than a State, local government, Indian tribe, or foreign public entity, as those terms
are defined in 2 CFR 175.25.
ii. Includes:
(A) A nonprofit organization, including any nonprofit institution of higher education, hospital, or tribal
organization other than one included in the definition of Indian tribe at 2 CFR 175.25(b).
(B) A for-profit organization.
4. “Severe forms of trafficking in persons,” “commercial sex act,” and “coercion” have the meanings given at
section 103 of the TVPA, as amended (22 U.S.C. 7102).
9661
Catalog Number 20829N
Form
(Rev. 4-2015)

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