Employment Agency Self-Certification - Nyc Department Of Consumer Affairs Page 17

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Section 16: Financial Records
6 RCNY Section 5-241
 I will maintain at my agency and have available for inspection by DCA my agency’s financial records
on a monthly or quarterly basis. The records will be updated within 30 days after the end of each month or
quarter.
Section 17: Inspections, Investigations, and Consumer Complaints
Code Section 20-114
6 RCNY Sections 1-12, 1-14, and 1-16
 I will cooperate with all DCA inspections and investigations of my agency.
 I will produce all books, records, registers, and documents I am required to maintain for inspection by
DCA, upon request.
 I will comply with and respond to any subpoena duces tecum DCA issues to my agency.
 I will make all reasonable efforts to resolve any complaints that consumers file with DCA and will
respond in writing to DCA within 20 days of receiving notice of a complaint.
 I will timely pay all fees and fines owed to DCA.
Revised 09/19/14
Page 17 of 20

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