Annual Report Pursuant To Section 13 Or 15d Of (Page 11 of 12) in pdf

of Regulation S-X.

(ii) Disclose the percentage of services described in each of Items 9(e)(2) through 9(e)(4) of Schedule 14A that were

approved by the audit committee pursuant to paragraph (c)(7)(i)(C) of Rule 2-01 of Regulation S-X.

(6) If greater than 50 percent, disclose the percentage of hours expended on the principal accountant’s engagement to

audit the registrant’s ﬁ nancial statements for the most recent ﬁ scal year that were attributed to work performed by

persons other than the principal accountant’s full-time, permanent employees.

PART IV

Item 15. Exhibits, Financial Statement Schedules.

(a) List the following documents ﬁ led as a part of the report:

(1) All ﬁ nancial statements;

(2) Those ﬁ nancial statement schedules required to be ﬁ led by Item 8 of this form, and by paragraph (b) below.

(3) Those exhibits required by Item 601 of Regulation S-K (§ 229.601 of this chapter) and by paragraph (b) below.

Identify in the list each management contract or compensatory plan or arrangement required to be ﬁ led as an

exhibit to this form pursuant to Item 15(b) of this report.

(b) Registrants shall ﬁ le, as exhibits to this form, the exhibits required by Item 601 of Regulation S-K (§ 229.601 of this

chapter).

(c) Registrants shall ﬁ le, as ﬁ nancial statement schedules to this form, the ﬁ nancial statements required by Regulation

S -X (17 CFR 210) which are excluded from the annual report to shareholders by Rule 14a-3(b) including

(1) separate ﬁ nancial statements of subsidiaries not consolidated and ﬁ fty percent or less owned persons;

(2) separate ﬁ nancial statements of afﬁ liates whose securities are pledged as collateral; and

(3) schedules.

Item 16. Form 10–K Summary.

Registrants may, at their option, include a summary of information required by this form, but only if each item in thesummary

is presented fairly and accurately and includes a hyperlink to the material contained in this form to which such item relates,

including to materials contained in any exhibits ﬁ led with the form.

Instruction: The summary shall refer only to Form 10-K disclosure that is included in the form at the time it is ﬁ led. A regis-

trant need not update the summary to reﬂ ect information required by Part III of Form 10-K that the registrant incorporates

by reference from a proxy or information statement ﬁ led after the Form 10-K, but must state in the summary that the summa

ry does not include Part III information because that information will be incorporated by reference from a later ﬁ led proxy or

information statement involving the election of directors.

Annual Report Pursuant To Section 13 Or 15d Of Page 11