Risk Assessment Report For Brokers And Dealers For 17h Page 6

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Material Associated Person:______________________________
(000's omitted)
2570
G. Total standby, commercial and similar letters of credit or guarantees ............................................
2575
H. Assets sold with recourse
...............................................................................................................
2580
I.
Other off-balance sheet items (specify)
..........................................................................................
J.
Summary of delta or similar analysis (if available)(attach analysis).
K. Provide a separate listing, by amount, of significant concentrations of credit risk as defined in
Statement of Financial Accounting Standards No. 105 (attach schedule).
(000's omitted)
III. BRIDGE LOANS AND OTHER EXTENSIONS OF CREDIT
3000
1.
Bridge loans
....................................................................................................................................
3005
2.
Other material credit extensions (specify)
......................................................................................
3015
3.
Allowance for losses for credit extensions
.....................................................................................
(000's omitted)
IV. FUNDING SOURCES
1.
Short-term borrowings:
4000
(a) Commercial paper
....................................................................................................................
4005
(b) Bank loans-secured
..................................................................................................................
4015
(c) Bank loans-unsecured
..............................................................................................................
4020
(d) Other
........................................................................................................................................
4025
(e) Total
.........................................................................................................................................
4030
2.
Long and medium-term debt
..........................................................................................................
4035
3.
Committed lines of credit
................................................................................................................
4040
4.
Amounts borrowed under credit lines
.............................................................................................
5.
Credit ratings for commercial paper
4045
(a) Standard & Poor’s Corporation
................................................................................................
4050
(b) Moody’s Investor Service
........................................................................................................
4055
(c) Other Nationally Recognized Statistical Rating Organizations
................................................
(000's omitted)
V. REAL ESTATE
1.
Real estate loans:
5000
(a) Construction and land development
.........................................................................................
5005
(b) Secured by farmland
................................................................................................................
5015
(c) Secured by residential properties
.............................................................................................
5020
(d) Commercial and industrial
.......................................................................................................
5025
(e) Other
........................................................................................................................................
2.
Real estate investments:
5030
(a) Construction and land development
.........................................................................................
5035
(b) Farmland
...................................................................................................................................
5040
(c) Residential properties
...............................................................................................................
5045
(d) Commercial and industrial
.......................................................................................................
5050
(e) Other
.........................................................................................................................................
3.
Provide a separate listing of the above information by geographic region where the amount exceeds the Materiality Threshold (attach
schedule).
4.
Provide information about risk concentration to a single borrower, location or property in the investment or loan portfolio where the
amount exceeds the Materiality Threshold (attach schedule).
ADDITIONAL SPACE FOR ANSWERS
The Material Associated Person may use the space below, and additional sheets if necessary, to provide further information or
explanation regarding any item of information required by the Form. Include the name of the Material Associated Person on each
page and specify the paragraph of the Form to which the additional information relates.
PAGE 6

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