Form Oppt Ucc Toolbox - The One People'S Public Trust (Page 27 of 28) in pdf

Instructions for National UCC Financing Statement (Form UCC1)

Please type or laser-print this form. Be sure it is completely legible. Read all Instructions, especially Instruction 1; correct Debtor name is crucial. Follow

Instructions completely.

Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney. The filing office cannot give legal

advice.

Do not insert anything in the open space in the upper portion of this form; it is reserved for filing office use.

When properly completed, send Filing Office Copy, with required fee, to filing office. If you want an acknowledgment, complete item B and, if filing in a filing

office that returns an acknowledgment copy furnished by filer, you may also send Acknowledgment Copy; otherwise detach. If you want to make a search

request, complete item 7 (after reading Instruction 7 below) and send Search Report Copy, otherwise detach. Always detach Debtor and Secured Party

Copies.

If you need to use attachments, use 8-1/2 X 11 inch sheets and put at the top of each sheet the name of the first Debtor, formatted exactly as it appears in item

1 of this form; you are encouraged to use Addendum (Form UCC1Ad).

A. To assist filing offices that might wish to communicate with filer, filer may provide information in item A. This item is optional.

B. Complete item B if you want an acknowledgment sent to you. If filing in a filing office that returns an acknowledgment copy furnished by filer, present

simultaneously with this form a carbon or other copy of this form for use as an acknowledgment copy.

Debtor name: Enter only one Debtor name in item 1, an organization's

If an additional Debtor is included, complete item 2, determined and

name (1a) or an individual’s name (1b). Enter Debtor’s exact full legal

formatted per Instruction 1. To include further additional Debtors, or one

name. Don’t abbreviate.

or more additional Secured Parties, attach either Addendum (Form

UCC1Ad) or other additional page(s), using correct name format. Follow

1a. Organization Debtor. “Organization” means an entity having a legal

Instruction 1 for determining and formatting additional names.

identity separate from its owner. A partnership is an organization; a sole

proprietorship is not an organization, even if it does business under a

Enter information for Secured Party or Total Assignee, determined and

trade name. If Debtor is a partnership, enter exact full legal name of

formatted per Instruction 1. If there is more than one Secured Party, see

partnership; you need not enter names of partners as additional

Instruction 2. If there has been a total assignment of the Secured

Debtors. If Debtor is a registered organization (e.g., corporation, limited

Party’s interest prior to filing this form, you may either (1) enter Assignor

partnership, limited liability company), it is advisable to examine

S/P‘s name and address in item 3 and file an Amendment (Form UCC3)

Debtor’s current filed charter documents to determine Debtor's correct

[see item 5 of that form]; or (2) enter Total Assignee’s name and

name, organization type, and jurisdiction of organization.

address in item 3 and, if you wish, also attaching Addendum (Form

UCC1Ad) giving Assignor S/P’s name and address in item 12.

1b. Individual Debtor. “Individual” means a natural person; this includes a

sole proprietorship, whether or not operating under a trade name. Don’t

Use item 4 to indicate the collateral covered by this Financing

use prefixes (Mr., Mrs., Ms.). Use suffix box only for titles of lineage (Jr.,

Statement. If space in item 4 is insufficient, put the entire collateral

Sr., III) and not for other suffixes or titles (e.g., M.D.). Use married

description or continuation of the collateral description on either

woman’s personal name (Mary Smith, not Mrs. John Smith). Enter

Addendum (Form UCC1Ad) or other attached additional page(s).

individual Debtor’s family name (surname) in Last Name box, first given

name in First Name box, and all additional given names in Middle Name

If filer desires (at filer's option) to use titles of lessee and lessor, or

box.

consignee and consignor, or seller and buyer (in the case of accounts

For both organization and individual Debtors: Don’t use Debtor’s trade

or chattel paper), or bailee and bailor instead of Debtor and Secured

name, DBA, AKA, FKA, Division name, etc. in place of or combined with

Party, check the appropriate box in item 5. If this is an agricultural lien

Debtor’s legal name; you may add such other names as additional

(as defined in applicable Commercial Code) filing or is otherwise not a

Debtors if you wish (but this is neither required nor recommended).

UCC security interest filing (e.g., a tax lien, judgment lien, etc.), check

the appropriate box in item 5, complete items 1-7 as applicable and

1c.

An address is always required for the Debtor named in 1a or 1b.

attach any other items required under other law.

1d. This field has been removed pursuant to California Uniform

If this Financing Statement is filed as a fixture filing or if the collateral

Commercial Code, Section 9526.5.

consists of timber to be cut or as-extracted collateral, complete items 1-

5, check the box in item 6, and complete the required information (items

1e,f,g.“Additional information re organization Debtor” is always required. Type

13, 14 and/or 15) on Addendum (Form UCC1Ad).

of organization and jurisdiction of organization as well as Debtor’s exact

legal name can be determined from Debtor’s current filed charter

This item is optional. Check appropriate box in item 7 to request Search

document. Organizational ID #, if any, is assigned by the agency where

Report(s) on all or some of the Debtors named in this Financing

the charter document was filed; this is different from tax ID #; this should

Statement. The Report will list all Financing Statements on file against

be entered preceded by the 2-character U.S. Postal identification of

the designated Debtor on the date of the Report, including this

state of organization if one of the United States (e.g., CA12345, for a

Financing Statement. There is an additional fee for each Report. If you

California corporation whose organizational ID # is 12345); if agency

have checked a box in item 7, file Search Report Copy together with

does not assign organizational ID #, check box in item 1g indicating

Filing Officer Copy (and Acknowledgment Copy). Note: Not all states do

“none.”

searches and not all states will honor a search request made via this

form; some states require a separate request form.

Note: If Debtor is a trust or a trustee acting with respect to property held in

trust, enter Debtor's name in item 1 and attach Addendum (Form UCC1Ad)

This item is optional and is for filer's use only. For filer's convenience of

and check appropriate box in item 17. If Debtor is a decedent's estate, enter

reference, filer may enter in item 8 any identifying information (e.g.,

name of deceased individual in item 1b and attach Addendum (Form

Secured Party's loan number, law firm file number, Debtor's name or

UCC1Ad) and check appropriate box in item 17.If Debtor is a transmitting

other identification, state in which form is being filed, etc.) that filer may

utility or this Financing Statement is filed in connection with a Manufactured-

find useful.

Home Transaction or a Public-Finance Transaction as defined in applicable

Commercial Code, attach Addendum (Form UCC1Ad) and check appropriate

box in item 18.

Form Oppt Ucc Toolbox - The One People'S Public Trust Page 27

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