Nih R01/r21 Prepare/review/submission Checklist Page 3

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each, include historical background, the central findings, the influence of the findings on the progress
of science, or the application of findings to health or technology, and the PI’s specific role in the
described work. For each of these contributions, reference up to four peer-reviewed publications or
other non-publication research products (can list audio/video products; patents; data and research
materials; databases; educational aids or curricula; instruments or equipment; models; protocols; and
software/netware that are relevant to the described contribution. Each description of contribution
should be no longer than 1/2 page incl. figures and citations. Provide a URL to a full list of your
published work as found in a publicly available digital database such as SciENcv or My Bibliography.
D. Research Support – list ongoing then completed research projects for the past 3 years. Begin
with the projects that are most relevant to the research proposed in the application. Briefly indicate
the overall goals of the projects and responsibilities of the key person identified on the Biographical
sketch. Do not include number of person months or direct costs. Please find sample at the following
link:
Sample Biosketch Form C
Unless the PA/RFA requires, do not provide “Current & Pending Support” at proposal time.
PHS 398 Cover Page Supplement:
Section is self-explanatory.
PHS 398 Research Plan:
Research Plan Attachments:
Introduction: (Separate Upload)
o
Use ONLY for Resubmission or Revision
Limited to ONE PAGE unless specified otherwise in PA/RFA.
Specific Aims – (Separate Upload)
o
Limited to one page
Research Strategy – (Separate Upload)
Limited to 12 pages for an R01; 6 pages for an R21
Significance (added criteria -see SF424 Guide)
o
Innovation
Approach (added criteria -see SF424 Guide)
o
See Instruction Guide for details on sections.
Note: new proposals should include preliminary studies; Renewal/Revisions should include
progress report. (Added criteria for clinical research-see SF424 Guide)
1.
Progress Report Publication List - for renewal submissions only
Human Subjects Section:
Human Subjects - if “YES” include the following 3 attachments. Refer to the SF424 for further
instructions.
Protection of human subjects
o
Inclusion of women & minorities
o
Inclusion of children
o
Other Research Plan Sections:
Vertebrate Animals if “YES” - this section should address the 4 points:
1.
Description of Procedures. Provide a concise description of the proposed procedures to be used
that involve vertebrate animals in the work outlined in the “Research Strategy” section. Identify the
species, strains, ages, sex, and total numbers of animals by species, to be used in the proposed work. If
dogs or cats are proposed provide the source of the animals.
2. Justifications: Provide justification that the species are appropriate for the proposed research.
Explain why the research goals cannot be accomplished using an alternative model (e.g.

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