Electronic Filing Of Transfer Agent Forms - Securities And Exchange Commission Page 41
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100* * * * *
PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
5. The general authority citation for Part 239 is revised to read as follows.
Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77sss, 78c, 78l, 78m, 78n,
78o(d), 78u-5, 78w(a), 78ll(d), 78mm, 80a-2(a), 80a-3, 80a-8, 80a-9, 80a-10, 80a-13, 80a-24,
80a-26, 80a-29, 80a-30, and 80-37, unless otherwise noted.
* * * * *
PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE
ACT OF 1934
6. The general authority citation for Part 240 is revised to read as follows.
Authority: 15 U.S.C. 77c, 77d, 77g, 77j, 77s, 77z-2, 77z-3, 77eee, 77ggg, 77nnn,
77sss, 77ttt, 78c, 78d, 78e, 78f, 78g, 78i, 78j, 78j-1, 78k, 78k-1, 78l, 78m, 78n, 78o, 78p,
78q, 78s, 78u-5, 78w, 78x, 78ll, 78mm, 80a-20, 80a-23, 80a-29, 80a-37, 80b-3, 80b-4, 80b-
11, and 7201 et seq.; and 18 U.S.C. 1350, unless otherwise noted.
* * * * *
7. Amend § 240.17Ac2-1 by:
a. Revising paragraph (c);
b. Redesignating paragraph (d) as paragraph (e); and
c. Adding new paragraph (d).
The revision and addition reads as follows.
§ 240.17Ac2-1 Application for registration of transfer agents.
* * * * *
(c) If any of the information reported on Form TA-1 (§ 249b.100 of this chapter)
becomes inaccurate, misleading, or incomplete, the registrant shall correct the information by
41
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