Electronic Filing Of Transfer Agent Forms - Securities And Exchange Commission Page 86
ADVERTISEMENT
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100APPENDIX D
OMB Approval
OMB Number: 3235-
0337
Expires: September 30,
2009
Estimated average
File Number:
burden hours per
-
response
For the reporting
UNITED STATES
..................... 6.00
period
SECURITIES AND
Estimated average
ended December
EXCHANGE
burden hours per
31,
COMMISSION
intermediate
Washington, D.C. 20549
response... 1.50
Estimated average
FORM TA-2
burden hours per
minimum
response......... .50
FORM FOR REPORTING ACTIVITIES OF TRANSFER AGENTS
REGISTERED PURSUANT TO SECTION 17A OF THE
SECURITIES EXCHANGE ACT OF 1934
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF
ATTENTION:
FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
FForm Version:
1.0.0orm Version 1
Check to show blank form for printing
Check to show blank form for pr
1(a).Filer CIK:
1(b).Filer CCC:
1(c). Live/Test
Live
Test
Filing?
1(d). Return Copy
Yes
1(e). Is this filing an amendment to a
Yes
previous filing?
The registrant may provide a single e-mail address for contact purposes.
1(f)(i). Contact Name: 1(f)(ii). Contact Phone
1(f)(iii). Contact E-mail
Number:
Address:
86
ADVERTISEMENT
0 votes
Related Articles
Related forms
Form Id - Uniform Application For Access Codes To File On Edgar - U.s. Securities And Exchange Commission
Legal
Form Id - Uniform Application For Access Codes To File On Edgar - U.s. Securities And Exchange Commission Washington, Dc
Business
Form S-3 - Registration Statement Under The Securities Act Of 1933 - United States Securities And Exchange Commission
Legal
Guidance Update No.2013-07 - Business Development Companies-separate Financial Statements Or Summarized Financial Information Of Certain Subsidiaries - Us Securities And Exchange Commission
Legal
Form N-8b-4 - Registration Statement Of Face-amount Certificate Companies - Securities And Exchange Commission
Legal
Form 6-k - Report On Foreign Issuer - District Of Columbia Securities And Exchange Commission - 2015
Business
Form 6-k - Report On Foreign Issuer - District Of Columbia Securities And Exchange Commission - 2015
Business
Related Categories
Parent category: Legal