Electronic Filing Of Transfer Agent Forms - Securities And Exchange Commission Page 52

ADVERTISEMENT

If the applicant is a corporation, partnership, trust or other entity, state the capacity in which
the representative individual, who must be duly authorized, signs the Form on behalf of the
applicant.
If the applicant is an individual, the applicant must sign the Form.
If another person signs on behalf of the representative individual or the individual applicant,
confirm the authority of the other person to sign in writing in an electronic attachment to the
Form. The confirming statement need only indicate that the representative individual or
individual applicant authorizes and designates the named person or persons to file the Form
on behalf of the applicant and state the duration of the authorization.
52

ADVERTISEMENT

00 votes

Related Articles

Related forms

Related Categories

Parent category: Legal