Electronic Filing Of Transfer Agent Forms - Securities And Exchange Commission Page 44
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10010. The authority citation for Part 249 continues to read in part as follows.
Authority: 15 U.S.C. 78a et seq., and 7201 et seq.; and 18 U.S.C. 1350, unless
otherwise noted.
* * * * *
PART 249b– FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934
11. The authority citation for Part 249b continues to read in part as follows.
Authority: 15 U.S.C. 78a et seq., unless otherwise noted;
* * * * *
12. Form TA-1 (referenced in § 249b.100), Form TA-W (referenced in § 249b.101),
and Form TA-2 (referenced in § 249b.102) are revised to read as set forth in the attached
Appendices B, C, and D.
PART 269—FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF
1939
13. The authority citation for Part 269 continues to read as follows:
Authority: 15 U.S.C. 77ddd(c), 77eee, 77ggg, 77hhh, 77iii, 77jjj, 77sss, 78ll(d),
unless otherwise noted.
PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
PART 269—FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF
1939
PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT
OF 1940
14. The authority citation for Part 274 continues to read in part as follows:
Authority: 15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m, 78n, 78o(d), 80a-8,
80a-24, 80a-26, and 80a-29, unless otherwise noted.
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