Electronic Filing Of Transfer Agent Forms - Securities And Exchange Commission Page 49
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100system, submit filings, and change your CCC.
• Password Modification Authorization Code (PMAC) - The PMAC
allows you to change your password.
An applicant must file this Form in electronic format via the Commission’s EDGAR Filer
Management Web site. Please see Regulation S-T (17 CFR Part 232) and the EDGAR Filer
Manual for instructions on how to file electronically, including how to use the access codes.
An applicant also must file in paper by fax within two business days before or after filing
electronically Form ID the notarized document, manually signed by the applicant over the
applicant’s typed signature, required by Regulation S-T Rule 10(b)(2) that includes the
information contained in the Form ID filed or to be filed, confirms the authenticity of the
Form ID and, if filed after electronically filing the Form ID, includes the accession number
assigned to the electronically filed Form ID as a result of its filing. The applicant must fax
the authenticating document to the Branch of Filer Support of the Office of Filings and
Information Services at (202) 504-2474 or (703) 914-4240. If the fax is not received timely,
the application for access codes will not be processed. The applicant will receive an e-mail
message at the contact’s e-mail address informing the applicant of the staff’s response to the
application and providing further guidance. If the application is not processed, the message
will state why.
For assistance with technical questions about electronic filing, call the Branch of Filer
Support at (202) 551-8900 or see the EDGAR Filer Manual Volume I, Section 2.6, Getting
Help with EDGAR.
You must complete all items in any parts that apply to you. If any item in any part does
not apply to you, please leave it blank.
49
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