Form Ffiec 009 - Country Exposure Report Page 24
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36FFIEC 009
ing line. Note that in addition to the foreign country
Columns 11 to 13: Redistribution of Guaranteed
lines, column 8 also calls for an entry to the United
Amounts Reported in Columns 8–10 to Country of
States line. The entry on this United States line in col-
Guarantor or of Head Office
umn 8 is not a component of any entry in column 1. On
The amount of claims by the sector and country of
the United States country line under column 8, report
obligor that were guaranteed by parties in other countries
claims on: (1) U.S. branches of foreign banks, and
is reported in columns 8–10. Columns 11–13 redistribute
(2) foreign-owned U.S. banking organizations where the
these amounts to the sectors and countries of the
claim carries the formal guarantee of a foreign resident.
guarantors.
These foreign-owned organizations include some U.S.
commercial banks, as well as New York investment
For example, the respondent’s direct claims on a private
companies engaged in banking.
manufacturer in Hong Kong guaranteed by a bank in
Japan would be reported in column 3 on the line for
No entries are made in column 8 on the international
Hong Kong and in column 10, ‘‘claims on all other
institution lines as, by definition, there are no claims on
borrowers’’ on the line for Hong Kong and then would
‘‘banks’’ reportable in column 1 on those lines, since
be reallocated to the column for bank guarantor (col-
international institutions and regional organizations are
umn 11) and to the line for Japan. A $10 million claim
defined as ‘‘public.’’ (These columns are blocked out for
with these characteristics would be reflected in the report
these lines on the form.)
as follows:
col 1
col 3
col 8 col 10 col 11 col 13
Column 9: Claims on Public Borrowers Reported
Hong Kong ...
—
10
—
10
—
—
in Column 2 with Guarantor(s) Located in Another
Japan ...........
—
—
—
—
10
—
Country(s)
Report in Column 9 those claims on ‘‘public’’ entities
Because of the two aspects of the redistribution (i.e.,
(column 2) that are guaranteed (as defined in Part III,
from sector and country of obligor to sector and country
definition C) by bank, public and nonbank ‘‘residents’’ of
of guarantor, there is no necessary relationship between
other countries (including the United States). On the U.S.
any sector pair of columns (e.g.,columns 8 and 11).
line in column 9, report claims on U.S. public sector
However, the grand total of columns 11 to 13 must equal
borrowers that are guaranteed by residents of other coun-
the grand total of columns 8 to 10.
tries. The entry on the U.S. line of column 9 is not a
Note that (in most cases) a claim on one sector of a
component of column 2; however, all other country
foreign country that is guaranteed by another sector in
entries in column 9 are components of the entries on the
the same country has already been allocated to the sector
corresponding lines of column 2.
of guarantor in columns 1 to 3 and does not need to be
reported in columns 8 to 10 or reallocated in columns 11
to 13. Identification of guaranteed amounts in columns 8
Column 10: Claims on all Other Borrowers,
to 10 and 11 to 13 is done only for guaranteed sector
Reported in Column 3 with Guarantor(s) Located
claims where the country of the guarantor is different
in Another Country(s)
than the country of the obligor.
Report in Column 10 those claims on non-bank and
non-public borrowers reported in column 3 that are guar-
Column 11: Redistribution of Guarantees Issued by
anteed (as defined in Part III, definition C) by residents
the Country’s Banks or Reallocated to the Country
of other countries (including the United States). On the
of Head Office
U.S. line in column 10 report claims on U.S. residents
that are guaranteed by residents of other countries. The
Report in column 11 on each country line (including the
entry on the United States line of column 10 is not a
U.S. line and each international and regional line) claims
component of column 3; however, all other country
reported in columns 8–10 that are guaranteed (as defined
entries in column 10 are components of the correspond-
in Part III, definition C) by banks in that country. All
ing lines of column 3.
claims reported in column 8 on a bank’s branches that
Instructions for Preparation of Reporting Form FFIEC 009
009-9
December 1997
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