Form Ffiec 009 - Country Exposure Report Page 28
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36FFIEC 009
office the net liabilities (or claims) of those offices on all
Column 16: Commitments in Column (15) Head
other offices of the respondent that are located in other
Office/Guarantor in Another Country
countries (e.g., the net amount a German branch has
Report in column 16 those letters of credit and other
‘‘due to’’ or ‘‘due from’’ the head office and any other
commitments issued by the respondent to residents of
consolidated non-German office of the parent). Only a
each country reported in column 15 that involve poten-
single net figure should be reported for all the offices of
tial claims on customers that would, in turn, be guaran-
the respondent in a given country. If the offices in a given
teed (as defined in Part III definition C) by residents of
country taken together have a net ‘‘due to’’ position with
other countries, including the United States. The foreign
all related offices in all other countries combined, a
country entries in column 16 are components of the same
positive figure should be reported; a net ‘‘due from’’
country entries in column 15. However, column 16 of the
position should be indicated by brackets. For the pur-
United States line is not a component of column 15,
poses of this report, the computation of net due to or due
which has no entries for the United States line. The
from should include unremitted profits and capital of
United States line of column 16 should include any
branch offices as well as total equity of majority-owned
binding commitments to lend or otherwise provide funds
subsidiaries.
to U.S. branches of foreign banks or to other U.S. entities
The amounts reported in column 14 represent the inter-
where repayment of amounts to be extended under com-
nal position of offices within the consolidated bank
mitments are guaranteed by residents of other countries.
or the consolidated holding company. They are, there-
fore, not reflected in any other columns of the report,
Column 17: Redistribution of Commitments in
which represents a fully consolidated position of the
Column (16) to County(s) of Head Office/Guarantor
respondent.
In column 17, reallocate to the guarantor countries
(including the United States and each international or
Column 15: Commitments
regional institution), the amounts of letters of credit and
This column requires reporting of the respondent’s bind-
other commitments reported in column 16 that involve
ing commitments that may result in cross-border claims.
guarantees issued by residents of other countries. The
Report in column 15, by country of the account party, all
total of column 17 must equal the total of column 16.
contractual commitments such as legally binding lines
of credit and formal guarantees (as defined in Part III,
Column 18: Local Country Claims on Local
definition C). Report in this column, by country of
Residents
account party, all outstanding commercial letters of credit
issued or confirmed (as defined in Part III, definition E).
Report in this column, on each foreign country line,
Exclude advised letters of credit. Exclude any such let-
outstanding claims of the respondent’s foreign offices
ters of credit issued on behalf of U.S. residents. Also
that are on residents of the country in which the offices
report by country of the account party, all (a) outstanding
are located. Include claims denominated in both local
standby letters of credit issued or confirmed and
currency and non-local currency (e.g., Belgian franc or
(b) amounts outstanding of purchases of risk participa-
U.S. dollar loans to residents of Belgium by a Belgian
tions in acceptances (as defined in Part III, definition C).
branch of the respondent). Report all amounts in U.S.
Exclude any such guarantees of obligations of U.S. resi-
dollar equivalents. These amounts are reported only in
dents. Do not include in this column any foreign-office
column 18 and are not reflected in any other columns of
local and non-local currency commitments on local resi-
the report. Entries would be made in column 18 for a
dents unless the reporting institution anticipates that such
particular country line only if the reporting bank has a
commitments may result in cross-border claims (such as
branch or subsidiary in that country. Exclude revaluation
commercial letters of credit). Exclude any such commit-
gains on foreign exchange and derivative contracts.
ments that cover obligations of U.S. residents. Exclude
These should be reported only in schedule 2. Exclude
cross-border commitments (such as those under commer-
foreign office claims on local residents that are guaran-
cial letters of credit) that can be cancelable, at the option
teed by residents of other countries and claims on local
of the reporting institution, upon occurrence of a sover-
branches of foreign banks. These should be reported in
eign event.
columns 1–3.
Instructions for Preparation of Reporting Form FFIEC 009
009-13
December 1997
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