Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 15
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64Page 4 of 43
Form PF
Information about the private funds you advise
(to be completed by all Form PF filers)
Section 1b
Section 1b: Information about the private funds you advise
Subject to Instruction 5, you must complete a separate Section 1b for each private fund that you advise.
Item A. Reporting fund identifying information
5.
(a) Name of the reporting fund ...............................................................
(b) Private fund identification number of the reporting fund .................
(c) NFA identification number of the reporting fund, if applicable ........
(d) LEI of the reporting fund, if applicable .............................................
6.
Check “yes” below if the reporting fund is the master fund of a master-feeder arrangement and
you are reporting for all of the funds in the master-feeder arrangement on an aggregated basis.
Otherwise, check “no.”
(See Instruction 5 for information regarding aggregation of master-feeder arrangements. If you
respond “yes,” do not complete a separate Section 1b, 1c, 2b, 3 or 4 with respect to any of the
feeder funds.)
Yes
No
(a) Check “yes” below if the reporting fund is the largest fund in a parallel fund structure and
7.
you are reporting for all of the funds in the structure on an aggregated basis. Otherwise,
check “no.”
(See Instruction 5 for information regarding aggregation of parallel funds. If you respond
“yes,” do not complete a separate Section 1b, 1c, 2b, 3 or 4 with respect to any of the other
parallel funds in the structure.)
Yes
No
If you responded “yes” to Question 7(a), complete (b) through (e) below for each other parallel
fund in the parallel fund structure.
(b) Name of the parallel fund ..................................................................
(c) Private fund identification number of the parallel fund ....................
(d) NFA identification number of the parallel fund, if applicable ..........
(e) LEI of the parallel fund, if applicable ................................................
Item B. Assets, financing and investor concentration
8.
Gross asset value of reporting fund ..........................................................................
(This amount may differ from the amount you reported in response to question 11 of Form
ADV Section 7.B.1. For instance, the amounts may not be the same if you are filing Form PF
on a quarterly basis, if you are aggregating a master-feeder arrangement for purposes of this
Form PF and you did not aggregate that master-feeder arrangement for purposes of Form
ADV Section 7.B.1. or if you are aggregating parallel funds for purposes of this Form PF.)
9.
Net asset value of reporting fund ..............................................................................
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