Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 61
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64Form PF: Glossary of Terms
Page 7
institution
States; (ii) a financial institution that is separately incorporated or otherwise
organized outside the United States but has a parent that is a financial institution
chartered in the United States; or (iii) a branch or agency that resides in the
United States but has a parent that is a financial institution chartered outside the
United States.
OTC
With respect to any instrument, the trading of that instrument over the counter.
Other ABS
ABS products that are not covered by another sub-asset class.
Do not include any positions held via CDS (these should be recorded in the CDS
category).
Other commodities
Commodities other than crude oil, natural gas, gold and power. All types of oil
and energy products (aside from crude oil and natural gas), including (but not
limited to) ethanol, heating oil propane and gasoline, should be included in this
category.
For questions regarding other commodity derivatives, provide the value of all
exposure to other commodities that you do not hold physically, whether held
synthetically or through derivatives (whether cash or physically settled).
Other derivatives
Any derivative not included in another sub-asset class.
Other loans
All loans other than leveraged loans. Other loans includes (but is not limited to)
bilateral or syndicated loans to corporate entities.
Do not include any positions held via LCDS (these should be recorded in the CDS
category) or certificates of deposit.
Other private fund
Any private fund that is not a hedge fund, liquidity fund, private equity fund, real
estate fund, securitized asset fund or venture capital fund.
Other structured
Any structured products not included in another sub-asset class.
products
Do not include any positions held via CDS (these should be recorded in the CDS
category).
Parallel fund
See parallel fund structure.
Parallel fund
A structure in which one or more private funds (each, a “parallel fund”) pursues
structure
substantially the same investment objective and strategy and invests side by side
in substantially the same positions as another private fund.
Parallel managed
With respect to any private fund, a parallel managed account is any managed
account
account or other pool of assets that you advise and that pursues substantially the
same investment objective and strategy and invests side by side in substantially
the same positions as the identified private fund.
Person
Has the meaning provided in Form ADV.
Power
For questions regarding power derivatives, provide the value of all exposure to
power that you do not hold physically, whether held synthetically or through
derivatives (whether cash or physically settled).
Principal office and
Has the meaning provided in Form ADV.
place of business
Private equity fund
Any private fund that is not a hedge fund, liquidity fund, real estate fund,
securitized asset fund or venture capital fund and does not provide investors with
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