Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 48
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64Page 37 of 43
Form PF
Information about liquidity funds that you advise
(to be completed by large private fund advisers only)
Section 3
(h)
If the rating assigned by a credit rating agency played a substantial role in
the reporting fund’s (or its adviser’s) evaluation of the quality, maturity or
liquidity of the security, provide the name of each credit rating agency and
the rating each assigned to the security.
(i)
The maturity date used to calculate WAM ...................................................
(j)
The maturity date used to calculate WAL ....................................................
(k)
The ultimate legal maturity date (i.e., the date on which, in accordance with
the terms of the security without regard to any interest rate readjustment or
demand feature, the principal amount must unconditionally be paid) .......
(l)
If the security has a demand feature on which the reporting fund (or its
adviser) is relying when evaluating the quality, maturity, or liquidity of the
security, provide the following information:
(If the security does not have such a demand feature, enter “NA.”)
(i)
Identity of the demand feature issuer(s) ..............................
(ii)
If the rating assigned by a credit rating agency played a
substantial role in the reporting fund’s (or its adviser’s)
evaluation of the quality, maturity or liquidity of the demand
feature, its issuer, or the security to which it relates, provide
the name of each credit rating agency and the rating assigned
by each credit rating agency ................................................
(iii)
The period remaining until the principal amount of the
security may be recovered through the demand feature .......
(iv)
The amount (i.e., percentage) of fractional support provided
by each demand feature issuer ..............................................
(v)
Whether the demand feature is a conditional demand feature
..............................................................................................
(m) If the security has a guarantee (other than an unconditional letter of credit
reported in response to Question 63(l) above) on which the reporting fund
(or its adviser) is relying when evaluating the quality, maturity, or liquidity
of the security, provide the following information:
(If the security does not have such a guarantee, enter "NA.")
(i)
Identity of the guarantor(s) .................................................
(ii)
If the rating assigned by a credit rating agency played a
substantial role in the reporting fund’s (or its adviser’s)
evaluation of the quality, maturity or liquidity of the
guarantee, the guarantor, or the security to which the
guarantee relates, provide the name of each credit rating
agency and the rating assigned by each credit rating agency
..............................................................................................
(iii)
The amount (i.e., percentage) of fractional support provided
by each guarantor .................................................................
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