Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 28
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64Page 17 of 43
Form PF
Information about qualifying hedge funds that you advise
(to be completed by large private fund advisers only)
Section 2b
Section 2b: Information about qualifying hedge funds that you advise.
You must complete a separate Section 2b for each qualifying hedge fund that you advise. However, with
respect to master-feeder arrangements and parallel fund structures that collectively comprise qualifying
hedge funds, you may report collectively or separately about the component funds as provided in the
General Instructions.
Item A. Reporting fund identifying information
29.
(a) Name of the reporting fund .........................................................................................
(b) Private fund identification number of the reporting fund ...........................................
Item B. Reporting fund exposures and trading
Check this box if you advise only one hedge fund. If you check this box, you may skip Question 30.
30.
Reporting fund exposures.
(Give a dollar value for long and short positions as of the last day in each month of the
reporting period, by sub-asset class, including all exposure whether held physically,
synthetically or through derivatives. Enter “NA” in each space for which there are no
relevant positions.)
(Include any closed out and OTC forward positions that have not yet expired/matured. Do not
net positions within sub-asset classes. Positions held in side-pockets should be included as
positions of the hedge funds. Provide the absolute value of short positions. Each position
should only be included in a single sub-asset class.)
(Where “duration/WAT/10-year eq.” is required, provide at least one of the following with
respect to the position and indicate which measure is being used: bond duration, weighted
average tenor or 10-year bond equivalent. Duration and weighted average tenor should be
entered in terms of years to two decimal places.)
1st Month
2nd Month
3rd Month
LV
SV
LV
SV
LV
SV
Listed equity
Issued by financial institutions ..................
Other listed equity ......................................
Unlisted equity
Issued by financial institutions ..................
Other unlisted equity ..................................
Listed equity derivatives
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