Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 47
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64Page 36 of 43
Form PF
Information about liquidity funds that you advise
(to be completed by large private fund advisers only)
Section 3
(f)
The category of investment that most closely identifies the instrument ......
(Select from among the following categories of investment: U.S.
Treasury Debt; U.S. Government Agency Debt; Non-U.S. Sovereign,
Sub-Sovereign and Supra-National debt; Certificate of Deposit; Non-
Negotiable Time Deposit; Variable Rate Demand Note; Other
Municipal Security; Asset Backed Commercial Paper; Other Asset
Backed Securities; U.S. Treasury Repurchase Agreement, if
collateralized only by U.S. Treasuries (including Strips) and cash;
U.S. Government Agency Repurchase Agreement, collateralized only
by U.S. Government Agency securities, U.S. Treasuries, and cash;
Other Repurchase Agreement, if any collateral falls outside Treasury,
Government Agency and cash; Insurance Company Funding
Agreement; Investment Company; Financial Company Commercial
Paper; Non-Financial Company Commercial Paper; or Tender
Option Bond. If Other Instrument, include a brief description.)
(g)
For repos, specify whether the repo is “open” (i.e., the repo has no specified
end date and, by its terms, will be extended or “rolled” each business day
(or at another specified period) unless the investor chooses to terminate it),
and provide the following information about the securities subject to the
repo (i.e., the collateral):
(If multiple securities of an issuer are subject to the repo, the securities may
be aggregated, in which case provide: (i) the total principal amount and
value and (ii) the range of maturity dates and interest rates.)
(i)
Whether the repo is “open” ..................................................
(ii)
Name of the collateral issuer .................................................
(iii)
CUSIP ....................................................................................
(iv)
LEI, if available ....................................................................
(v)
Maturity date .........................................................................
(vi)
Coupon or yield .....................................................................
(vii)
The principal amount, to the nearest cent ..............................
(viii)
Value of the collateral, to the nearest cent .............................
(ix)
The category of investment that most closely represents the
collateral ................................................................................
(Select from among the following categories of investment: Asset-
Backed Securities; Agency Collateralized Mortgage Obligations;
Agency Debentures and Agency Strips; Agency Mortgage-Backed
Securities; Private Label Collateralized Mortgage Obligations;
Corporate Debt Securities; Equities; Money Market; U.S. Treasuries
(including strips); Other Instrument. If Other Instrument, include a
including, if applicable, whether it is a
brief description,
collateralized debt obligation, municipal debt, whole loan, or
international debt
).
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