Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 59
ADVERTISEMENT
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64Form PF: Glossary of Terms
Page 5
derivative
receive a given amount of money accruing interest at a given rate. Cross-
currency interest rate swaps should be included in foreign exchange derivatives
and excluded from interest rate derivatives.
This information must be presented in terms of 10-year bond-equivalents.
Investments in
Investments in private funds that neither you nor your related persons advise
external private
(other than cash management funds).
funds
Investments in
Investments in private funds that you or any of your related persons advise (other
internal private
than cash management funds).
funds
Investments in other
Any investment not included in another sub-asset class.
sub-asset classes
Investments in
Investments in registered investment companies (other than cash management
registered
funds, such as money market funds, and ETFs).
investment
ETFs should be categorized based on the assets that the fund holds and should not
companies
be included in this category.
Large hedge fund
Any private fund adviser that is required to file Section 2a of Form PF.
adviser
See Instruction 3 to determine whether you are required to file this section.
Large liquidity fund
Any private fund adviser that is required to file Section 3 of Form PF.
adviser
See Instruction 3 to determine whether you are required to file this section.
Large private equity
Any private fund adviser that is required to file Section 4 of Form PF.
adviser
See Instruction 3 to determine whether you are required to file this section.
Large private fund
Any large hedge fund adviser, large liquidity fund adviser or large private equity
adviser
adviser.
LEI
With respect to any company, the “legal entity identifier” assigned by or on
behalf of an internationally recognized standards setting body and required for
reporting purposes by the U.S. Department of the Treasury’s Office of Financial
Research or a financial regulator. In the case of a financial institution, if a “legal
entity identifier” has not been assigned, then provide the RSSD ID assigned by
the National Information Center of the Board of Governors of the Federal Reserve
System, if any.
LCDS
Loan credit default swaps.
Leveraged loans
Loans that are made to entities whose senior unsecured long term indebtedness is
non-investment grade. This may include loans made in connection with the
financing structure of a leveraged buyout.
Do not include any positions held via LCDS (these should be recorded in the CDS
category).
Liquidity fund
Any private fund that seeks to generate income by investing in a portfolio of short
term obligations in order to maintain a stable net asset value per unit or minimize
principal volatility for investors.
Liquidity fund assets
With respect to any adviser, liquidity fund assets under management are the
under management
portion of such adviser’s regulatory assets under management that are
attributable to liquidity funds it advises (including liquidity funds that are also
ADVERTISEMENT
0 votes
Related Articles
Related forms
Form Adv (paper Version) - Uniform Application For Investment Adviser Registration And Report By Exempt Reporting Advisers
Legal
Form Sec 1707 - Uniform Application For Investment Adviser Registration - Securities And Exchange Commission
Legal
Form Cja 7 - Order Terminating Appointment Of Counsel And/or Authorization For Distribution Of Available Private Funds
Legal
Form R -1303 - Application For Sales Tax Exemption Certificate For Nonprofit Organizations That Provide Funding And Training To Blind Persons-revised Statute 47:305.15(b)
Financial
Form Dvat 16a - Return To Be Furnished By A Casual Trader - Delhi Department Of Trade And Taxes
Financial
Related Categories
Parent category: Legal