Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 49
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64Page 38 of 43
Form PF
Information about liquidity funds that you advise
(to be completed by large private fund advisers only)
Section 3
(n)
If the security has any enhancements, other than those identified in response
to Questions 63(l) and (m) above, on which the reporting fund (or its
adviser) is relying when evaluating the quality, maturity, or liquidity of the
security, provide the following information:
(If the security does not have such an enhancement, enter “NA.”)
(i)
Identity of the enhancement provider(s) ..............................
(ii)
The type of enhancement(s) ................................................
(iii)
If the rating assigned by a credit rating agency played a
substantial role in the reporting fund’s (or its adviser’s)
evaluation of the quality, maturity or liquidity of the
enhancement, its provider, or the security to which it relates,
provide the name of each credit rating agency used and the
rating assigned by the credit rating agency…………….
(iv)
The amount (i.e., percentage) of fractional support provided
by each enhancement provider .............................................
(o) The yield of the security as of the reporting date:………………………..
(p) The total value of the reporting fund’s position in the security, and
separately, if the reporting fund uses the amortized cost method of
valuation, the amortized cost value, in both cases to the nearest cent:
(i)
Including the value of any sponsor support ..........................
(ii)
Excluding the value of any sponsor support .........................
(q)
The percentage of the reporting fund’s net assets invested in the security,
to the nearest hundredth of a percent ...........................................................
(r)
Is the security categorized as a level 3 asset or liability in Question 14?
(s)
Is the security a daily liquid asset?
(t)
Is the security a weekly liquid asset?
(u)
Is the security an illiquid security?
(v)
Explanatory notes. Disclose any other information that may be material
to other disclosures related to the portfolio security.
(If none, leave blank.)
Item F. Parallel Money Market Funds
64.
If the reporting fund pursues substantially the same investment objective and
strategy and invests side by side in substantially the same positions as a money
market fund advised by you or any of your related persons, provide the money
market fund’s EDGAR series identifier ................................................................
(If neither you nor any of your related persons advise such a money market fund,
enter “NA.”)
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