Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 16
ADVERTISEMENT
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64Page 5 of 43
Form PF
Information about the private funds you advise
(to be completed by all Form PF filers)
Section 1b
10.
Value of reporting fund's investments in equity of other private funds ...................
11.
Value of all parallel managed accounts related to the reporting fund .....................
(If any of your parallel managed accounts relates to more than one of the private funds you
advise, only report the value of the account once, in connection with the largest private fund to
which it relates.)
12.
Provide the following information regarding the value of the reporting fund's borrowings and
the types of creditors.
(You are not required to respond to this question for any reporting fund with respect to which
you are answering Question 43 in Section 2b. Do not net out amounts that the reporting fund
loans to creditors or the value of collateral pledged to creditors.)
(The percentages borrowed from the specified types of creditors should add up to
approximately 100%.)
(a) Dollar amount of total borrowings ............................................................................
(b) Percentage borrowed from U.S. financial institutions ..............................................
(c) Percentage borrowed from non-U.S. financial institutions .......................................
(d) Percentage borrowed from U.S. creditors that are not financial institutions ............
(e) Percentage borrowed from non-U.S. creditors that are not financial institutions .....
13.
(a) Does the reporting fund have any outstanding derivatives positions?
Yes
No
(b) If you responded “yes” to Question 13(a), provide the aggregate value of all
derivatives positions of the reporting fund ................................................................
(You are not required to respond to Question 13 for any reporting fund with respect to which
you are answering Question 44 in Section 2b.)
14.
Provide a summary of the reporting fund's assets and liabilities categorized using the hierarchy
below. For assets and liabilities that you report internally and to current and prospective
investors as representing fair value, or for which you are required to determine fair value in
order to report the reporting fund's regulatory assets under management on Form ADV,
categorize them into the following categories based on the valuation assumptions utilized:
Level 1 – Quoted prices (unadjusted) in active markets for identical assets or liabilities.
Level 2 – Other than quoted prices included within Level 1 that are observable for the asset or
liability, either directly or indirectly.
Level 3 – Unobservable inputs, such as your assumptions or the fund’s assumptions used to
determine the fair value of the asset or liability.
For any assets and liabilities that you report internally and to current and prospective investors
as representing a measurement attribute other than fair value, and for which you are not
required to determine fair value in order to report the reporting fund's regulatory assets under
management on Form ADV, separately report these assets and liabilities in the “cost-based”
measurement column.
(If the fund‟ s financial statements are prepared in accordance with U.S. generally accepted
accounting principles (“U.S. GAAP”) or another accounting standard that requires the
ADVERTISEMENT
0 votes
Related Articles
Related forms
Form Adv (paper Version) - Uniform Application For Investment Adviser Registration And Report By Exempt Reporting Advisers
Legal
Form Sec 1707 - Uniform Application For Investment Adviser Registration - Securities And Exchange Commission
Legal
Form Cja 7 - Order Terminating Appointment Of Counsel And/or Authorization For Distribution Of Available Private Funds
Legal
Form R -1303 - Application For Sales Tax Exemption Certificate For Nonprofit Organizations That Provide Funding And Training To Blind Persons-revised Statute 47:305.15(b)
Financial
Form Dvat 16a - Return To Be Furnished By A Casual Trader - Delhi Department Of Trade And Taxes
Financial
Related Categories
Parent category: Legal