Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 46
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64Page 35 of 43
Form PF
Information about liquidity funds that you advise
(to be completed by large private fund advisers only)
Section 3
(c)
Is subject to a suspension of investor withdrawals/redemptions (this
question relates to whether a suspension is currently effective and not just
an adviser's or governing body's right to suspend) .....................................
(d)
Is subject to a material restriction on investor withdrawals/redemptions
(e.g., a “gate”) (this question relates to whether a restriction has been
imposed and not just an adviser's or governing body's right to impose a
restriction) ....................................................................................................
62. Investor liquidity (as a % of net asset value):
(Divide the reporting fund’s net asset value among the periods specified below depending on
the shortest period within which investors are entitled, under the fund documents, to
withdraw invested funds or receive redemption payments, as applicable. Assume that you
would impose gates where applicable but that you would not completely suspend
withdrawals/redemptions and that there are no redemption fees. Please base on the notice
period before the valuation date rather than the date proceeds would be paid to investors.
The total should add up to 100%.)
% of NAV locked for
1 day or less .........................................................................
2 days – 7 days .....................................................................
8 days – 30 days ..................................................................
31 days – 90 days ................................................................
91 days – 180 days ..............................................................
181 days – 365 days .............................................................
Longer than 365 days ...........................................................
Item E. Portfolio Information
63. For each security held by the reporting fund, provide the following information for
each month of the reporting period.
(a)
Name of the issuer ........................................................................................
(b)
Title of the issue (including coupon, if applicable) ......................................
(c)
CUSIP. ..........................................................................................................
(d)
LEI, if available ...........................................................................................
(e)
In addition to CUSIP and LEI, provide at least one of the following other
identifiers, if available:
(i)
ISIN ..............................................................................................
(ii)
CIK ...............................................................................................
(iii)
Other unique identifier .................................................................
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