Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 62
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64Form PF: Glossary of Terms
Page 8
redemption rights in the ordinary course.
Private equity fund
With respect to any adviser, private equity fund assets under management are the
assets under
portion of such adviser’s regulatory assets under management that are
management
attributable to private equity funds it advises.
Private fund
Any issuer that would be an investment company as defined in section 3 of the
Investment Company Act of 1940 but for section 3(c)(1) or 3(c)(7) of that Act.
If any private fund has issued two or more series (or classes) of equity interests
whose values are determined with respect to separate portfolios of securities and
other assets, then each such series (or class) should be regarded as a separate
private fund. This only applies with respect to series (or classes) that you manage
as if they were separate funds and not a fund’s side pockets or similar
arrangements.
Private fund adviser
Any investment adviser that (i) is registered or required to register with the SEC
(including any investment adviser that is also registered or required to register
with the CFTC as a CPO or CTA) and (ii) advises one or more private funds.
Private fund assets
With respect to any adviser, private fund assets under management are the portion
under management
of such adviser’s regulatory assets under management that are attributable to
private funds it advises.
Qualifying hedge
Any hedge fund that has a net asset value (individually or in combination with
fund
any feeder funds, parallel funds and/or dependent parallel managed accounts) of
at least $500 million as of the last day of any month in the fiscal quarter
immediately preceding your most recently completed fiscal quarter.
Quarterly update
An update of this Form PF with respect to any fiscal quarter.
Real estate fund
Any private fund that is not a hedge fund, that does not provide investors with
redemption rights in the ordinary course and that invests primarily in real estate
and real estate related assets.
Regulatory assets
Regulatory assets under management, calculated in accordance with Part 1A,
under management
Instruction 5.b of Form ADV.
Related person
Has the meaning provided in Form ADV.
Repo
Any purchase of securities coupled with an agreement to sell the same (or similar)
securities at a later date at an agreed upon price.
Do not include any positions held via CDS (these should be recorded in the CDS
category).
Reporting period
With respect to an annual update, the twelve month period ending on the data
reporting date.
With respect to a quarterly update, the three month period ending on the data
reporting date.
Reporting fund
A private fund as to which you must report information on Form PF.
Typically, each private fund is a reporting fund. However, if you are reporting
aggregate information for any master-feeder arrangement or parallel fund
structure, only the master fund or the largest parallel fund in the structure (as
applicable) should be identified as a reporting fund. See Instructions 3 and 5.
Reverse repo
Any sale of securities coupled with an agreement to repurchase the same (or
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