Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 33
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64Page 22 of 43
Form PF
Information about qualifying hedge funds that you advise
(to be completed by large private fund advisers only)
Section 2b
(i)
Position ......................................................
[drop-down of asset classes]
(ii)
Position ......................................................
[drop-down of asset classes]
36.
For each of the top five counterparties listed in your response to Question 22 with respect
to the reporting fund, provide the following information regarding the collateral and other
credit support that the counterparty has posted to the reporting fund.
(For purposes of Questions 36, 37 and 38, include as collateral assets purchased in
connection with repos and collateral posted under an arrangement pursuant to which the
secured party has loaned securities to the pledgor. Repos and reverse-repos with the
same counterparty may be netted to the extent secured by the same type of collateral.)
(a) Counterparty [1, 2, 3, 4, 5]:
value of collateral posted in the form of cash and cash equivalents .....
(i)
(ii)
value of collateral posted in the form of securities (other than cash and
cash equivalent instruments)..................................................................
(iii) value of other collateral and credit support posted (including face
amount of letters of credit and similar third party credit support) .........
37.
For each of the top five counterparties listed in your response to Question 23 with respect
to the reporting fund, provide the following information regarding the collateral and other
credit support that the reporting fund has posted to the counterparty.
(a) Counterparty [1, 2, 3, 4, 5]:
(i)
value of collateral posted in the form of cash and cash equivalents .....
(ii)
value of collateral posted in the form of securities (other than cash and
cash equivalent instruments)..................................................................
(iii) value of other collateral and credit support posted (including face
amount of letters of credit and similar third party credit support) .........
38.
(a) Of the total amount of collateral and other credit support that counterparties
have posted to the reporting fund, what percentage:
(i)
may be rehypothecated?
(ii)
has the reporting fund rehypothecated?
(b) Of the total amount of collateral and other credit support that the reporting
fund has posted to counterparties, what percentage may be rehypothecated?
39.
During the reporting period, did the reporting fund clear any transactions directly through a
CCP?
Yes
No
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