Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 41
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64Page 30 of 43
Form PF
Information about qualifying hedge funds that you advise
(to be completed by large private fund advisers only)
Section 2b
reporting period?
(Check “NA” if you reported no assets under Question
(a) in the current period
48
and/or the prior period.)
Yes
No
NA
49.
Provide the following information regarding the reporting fund's restrictions on investor
withdrawals and redemptions.
(For Questions 49 and 50, please note that the standards for imposing suspensions and
restrictions on withdrawals/redemptions may vary among funds. Make a good faith
determination of the provisions that would likely be triggered during conditions that you
view as significant market stress.)
Does the reporting fund provide investors with withdrawal/redemption rights in the
(a)
ordinary course?
Yes
No
(If you responded “yes” to Question 49(a), then you must respond to Questions 49(b)-(e).)
As of the data reporting date, what percentage of the reporting fund‟ s net asset value, if
any:
(b)
May be subjected to a suspension of investor withdrawals/redemptions by
an adviser or fund governing body (this question relates to an adviser's or
governing body's right to suspend and not just whether a suspension is
currently effective) ........................................................................................
(c)
May be subjected to material restrictions on investor withdrawals/
redemptions (e.g., “gates”) by an adviser or fund governing body (this
question relates to an adviser's or governing body's right to impose a
restriction and not just whether a restriction has been imposed) ................
(d)
Is subject to a suspension of investor withdrawals/redemptions (this
question relates to whether a suspension is currently effective and not just
an adviser's or governing body's right to suspend) .....................................
(e)
Is subject to a material restriction on investor withdrawals/redemptions
(e.g., a “gate”) (this question relates to whether a restriction has been
imposed and not just an adviser's or governing body's right to impose a
restriction) ....................................................................................................
50.
Investor liquidity (as a % of net asset value):
(Divide the reporting fund’s net asset value among the periods specified below depending on
the shortest period within which investors are entitled, under the fund documents, to withdraw
invested funds or receive redemption payments, as applicable. Assume that you would impose
gates where applicable but that you would not completely suspend withdrawals/redemptions
and that there are no redemption fees. Please base on the notice period before the valuation
date rather than the date proceeds would be paid to investors.)
(The total should add up to approximately 100%.)
% of NAV locked for
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