Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 64
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64Form PF: Glossary of Terms
Page 10
financial institution chartered in the United States.
U.S. treasury
Direct obligations of the U.S. Government.
securities
Include U.S. treasury security derivatives.
Unencumbered cash
The fund’s cash and cash equivalents plus the value of overnight repos used for
liquidity management where the assets purchased are U.S. treasury securities or
agency securities minus the sum of the following (without duplication): (i) cash
and cash equivalents transferred to a collateral taker pursuant to a title transfer
arrangement; and (ii) cash and cash equivalents subject to a security interest, lien
or other encumbrance (this could include cash and cash equivalents in an account
subject to a control agreement).
Unfunded
Committed capital that has not yet been contributed to the private equity fund by
commitments
investors.
United States person
Has the meaning provided in rule 203(m)-1 under the Advisers Act, which
includes any natural person that is resident in the United States.
Unsecured
Obligations for borrowed money in respect of which the borrower has not posted
borrowing
collateral or other credit support.
Value
See Instruction 15.
VaR
For a given portfolio, the loss over a target horizon that will not be exceeded at
some specified confidence level.
Venture capital fund
Any private fund meeting the definition of venture capital fund in rule 203(l)-1 of
the Advisers Act.
WAL
Weighted average portfolio maturity of a liquidity fund calculated taking into
account the maturity shortening provisions contained in paragraph (i) of
rule 2a-7, but determined without reference to the exceptions in paragraph (i) of
rule 2a-7 regarding interest rate readjustments.
WAM
Weighted average portfolio maturity of a liquidity fund calculated taking into
account the maturity shortening provisions contained in paragraph (i) of
rule 2a-7.
Weekly liquid assets
Has the meaning provided in rule 2a-7.
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