Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 43
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64Page 32 of 43
Form PF
Information about liquidity funds that you advise
(to be completed by large private fund advisers only)
Section 3
Section 3: Information about liquidity funds that you advise.
You must complete a separate Section 3 for each liquidity fund that you advise. However, with respect to
master-feeder arrangements and parallel fund structures, you may report collectively or separately about
the component funds as provided in the General Instructions.
Item A. Reporting fund identifying and operational information
51.
(a) Name of the reporting fund ............................................................................
(b) Private fund identification number of the reporting fund ..............................
52.
Does the reporting fund use the amortized cost method of valuation in computing its net
asset value?
Yes
No
53.
Does the reporting fund use the penny rounding method of pricing in computing its net asset
value?
Yes
No
54.
(a)
Does the reporting fund have a policy of complying with the risk limiting conditions
of rule 2a-7?
Yes
No
(b)
If you responded “no” to Question 54(a) above, does the reporting fund have a policy
of complying with the following provisions of rule 2a-7:
(i) the diversification conditions?
Yes
No
(ii) the credit quality conditions?
Yes
No
(iii) the liquidity conditions?
Yes
No
(iv) the maturity conditions?
Yes
No
Item B. Reporting fund assets
Provide the following information for each month of the reporting period.
55.
1st
2nd
3rd
Month
Month
Month
Net asset value of reporting fund as reported to current and
(a)
prospective investors ..................................................................
Net asset value per share of reporting fund as reported to
(b)
current and prospective investors (to the nearest hundredth of
a cent) .........................................................................................
(c)
Net asset value per share of reporting fund (to the nearest
hundredth of a cent; exclude the value of any capital support
agreement or similar arrangement). ...........................................
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