Form Pf - Reporting Form For Investment Advisers To Private Funds And Certain Commodity Pool Operators And Commodity Trading Advisors Page 54
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64Page 43 of 43
Form PF
Request for temporary hardship exemption
(to be completed by private fund advisers requesting exemption)
Section 5
Section 5: Request for temporary hardship exemption.
You must complete Section 5 if you are requesting a temporary hardship exemption pursuant to SEC
rule 204(b)-1(f).
A.
For which type of Form PF filing are you requesting a temporary hardship exemption?
1. If you are not a large hedge fund adviser or large liquidity fund adviser:
Initial filing
Annual update
Final filing
2. If you are a large hedge fund adviser or large liquidity fund adviser:
Initial filing
Quarterly update
Filing to transition to annual reporting
Final filing
B.
Provide the following information regarding your request for a temporary hardship
exemption (attach a separate page if additional space is needed).
1.
Describe the nature and extent of the temporary technical difficulties when you attempt
to submit the filing to the Form PF filing system on the IARD:
2.
Describe the extent to which you previously have submitted documents in electronic
format with the same hardware and software that you are unable to use to submit this
filing:
3.
Describe the burden and expense of employing alternative means (e.g., a service
provider) to submit the filing in electronic format in a timely manner:
4.
Provide any other reasons that a temporary hardship exemption is warranted:
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