Evaluation Plan Guidance Page 22

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EVALUATION PLAN GUIDANCE
SOCIAL INNOVATION FUND
could lead to an observed intervention effect. Similar to a single case design, interrupted time series designs
are likely to have limited generalizability.
Specific Guidance: Interrupted Time Series Design
If an interrupted time series design is proposed, demonstrate that the number of time points to be measured
prior to and after the intervention is sufficient to establish a trend and rule out rival explanations. Describe the
timing of measures and their appropriateness to the intervention. Plans to include comparison cases should
also be provided, if at all possible. If a comparison case is included, it should be clearly described.
Pre-Experimental Designs
If it is not feasible or appropriate to conduct an experimental or quasi-
Additional Resources
experimental evaluation of a program, an evaluation design targeting
preliminary evidence may be most appropriate. In the vast majority of these
For an
in-depth description of
cases, an initial evaluation of a program’s effectiveness can serve as a
pre-experimental models
see
precursor to a more rigorous evaluation.
hods.net/kb/destypes.php.
Pre-experimental design evaluations are characterized by lack of a control or
statistically matched comparison group, and often incorporate more limited data collection. These include
studies with a single group that uses a post-test, or pre- and post-test and studies with two groups that are not
randomly assigned, statistically matched, or controlled that use post-test or pre- and post-test comparisons.
They also include approaches that address causality through alternative methods, such as intensive case
studies, general elimination methods, and reflexive control designs (e.g., single pre-test with multiple post-
tests).
Specific Guidance: Pre-Experimental Designs
If an evaluation using a pre-experimental design and targeting preliminary evidence is proposed, the
evaluation plan should:
Provide justification for its use and detail reasons why an impact evaluation with fewer threats to
internal and external validity cannot be conducted;
Describe the full study design in detail along with any assignment to groups, and outline the potential
of non-equivalence of groups;
Explain the treatment and any counterfactual conditions, as needed;
Provide details of any additional threats to internal and external validity of the design; and
Indicate plans, if any, to conduct an impact evaluation meeting criteria presented above, with attention
paid to the ways in which the proposed research study will inform and facilitate this future research.
Feasibility Studies
In some evaluation plans, in conjunction with an implementation evaluation and/or with an outcome or
impact evaluation, a program may conduct a feasibility study in preparation for conducting a more rigorous
evaluation. Such a study might be appropriate if a program is developing new delivery mechanisms, creating
additional content, or expanding services to a new organization or institution. A feasibility study is a
preliminary study designed to test measures, instruments, data collection techniques, or other aspects of an
outcome or impact evaluation.
nationalservice.gov/SIF
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